Summary of Cases/Matters handled by SEC

Summary of Cases/Matters Handled by SEC
1	Matters handled	1,620	1,128	347	640	588
2	Matters Investigated	563	852	177	336	297
3	Maters/Files Closed	89	57	47	40	27
4	Letters written and mattes pending	588	132	45	291
5	Searches Conducted	-	10	-	15	5
6	On the spot Investigation	7	19	7	10	3
7	Compliance matters	-	14		42	1
8	Matters referred to Enforcement	54	14	10	5	3
9	K/V	5	35
10	Letters received from CBN/ Chartered Institute of Stockbrokers on request for information	-	167	-	27	39
11	Application for retainership as External Solicitor	12	18		-	-
12	Letters retrieved undelivered	3	-		6	-
13	Number of letters received	105	-	-	-	-
14	Fresh complaints received	34	-	-	-	-
15	Phone calls made	Over 365			Over 500	Over 200
16	Files sent to Lagos Zonal Office	230	-	-	192	-
17	Meetings held relating to complaints		-	15	8	3
18	APC Decision not complied with	-	-	9
19	Request for information from EFCC	-	-	-	2